entity

SEC

Also known as: Securities and Exchange Commission, U.S. Securities and Exchange Commission

Facts (13)

Sources

The Importance of Macroeconomic Indicators - Learning Spotlight wtwealthmanagement.com WT Wealth Management Feb 11, 2026 3 facts

procedureWT Wealth Management's written disclosure statement regarding its registrations, business operations, services, and fees can be accessed at the SEC's investment adviser public information website (www.adviserinfo.sec.gov) or obtained directly from WT Wealth Management.

measurementWT Wealth Management is an SEC-registered investment adviser with over $100 million in assets under management.

measurementWT Wealth Management is an SEC-registered investment adviser with over $100 million in assets under management (AUM) and maintains offices in Flagstaff, Scottsdale, Sedona, and Tucson, Arizona, as well as Jackson Hole, Wyoming, and Las Vegas, Nevada.

The Risk-Return Tradeoff: Understanding Investment Goals for Long ... m1.com M1 Aug 30, 2024 2 facts

claimM1 is an SEC registered broker-dealer and a member of FINRA and SIPC.

Building a Strong Financial Structure: Four Key Components for ... clientfirstwm.com Client First Wealth Management Jan 8, 2025 1 fact

referenceClientFirst Wealth Management provides additional information, including management fees and expenses, in their Form ADV Part 2, which is available upon request or at the SEC’s Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov).

Key 2025-2026 Regulatory Compliance and Lending Law Changes winnow.law Winnow Feb 17, 2026 1 fact

claimFinancial regulators, including the Federal Reserve, the OCC, and the SEC, are intensifying oversight of artificial intelligence use in lending and risk modeling as of 2025-2026.

Tax-Advantaged Accounts: Which are Right for Your Plan shpfinancial.com SHP Financial Mar 19, 2026 1 fact

claimSHP Wealth Management, LLC is an SEC-registered investment advisor that offers investment advisory services.

Wealthfront Classic Portfolio Investment Methodology White Paper research.wealthfront.com Wealthfront Mar 9, 2026 1 fact

claimWealthfront Advisers LLC is an SEC-registered investment adviser that provides investment management and advisory services.

The Evolution of Our Asset Allocation Models burneywealth.com The Burney Company Jun 18, 2024 1 fact

claimRegistration with the SEC or any state securities authority does not imply that The Burney Company or any of its principals or employees possesses a particular level of skill or training in the investment advisory business or any other business.

The Evolution of Tariffs: The United States' Historical Implementation ... thefinplangroup.com The Financial Planning Group Oct 22, 2025 1 fact

claimHightower Advisors, LLC is an SEC-registered investment adviser.

Tax Loss Harvesting Rules: What High-Income Investors Need To ... truewealthdesign.com True Wealth Design 5 days ago 1 fact

claimThe tax-efficient investment strategies referenced by True Wealth Design are applicable to Accredited Investors or Qualified Purchasers as defined by SEC regulations.

Media Coverage - News Center - Baruch College newscenter.baruch.cuny.edu Baruch College 1 fact

claimYanrong Jia assessed the SEC's enforcement role against financial misconduct in a LexBlog article published on January 9, 2023.