entity

FINRA

Also known as: Financial Industry Regulatory Authority

Facts (16)

Sources

Financial Literacy: The Guide to Managing Your Money - Annuity.org annuity.org Annuity.org 4 facts

measurementPeople with disabilities scored 44% on tests of basic financial concepts, compared to a 53% national average, according to a study by the National Disability Institute and FINRA.

claimThe Financial Industry Regulatory Authority (FINRA) offers tools and courses through its Investor Education Foundation to help individuals learn about personal finances and investing, with many programs accessible through local libraries.

measurement70% of people with disabilities perceive their financial knowledge positively, compared to an 81% national average, according to a study by the National Disability Institute and FINRA.

measurement20% of people with disabilities were offered and participated in financial education programs, compared to a 22% national average, according to a study by the National Disability Institute and FINRA.

Debt And Mental Health Statistics | Bankrate bankrate.com Bankrate Jan 31, 2023 3 facts

measurementIndividuals earning between $75,000 and $99,999 annually report a 58 percent anxiety rate regarding personal finances, 16 percent neutral, and 26 percent not anxious, according to the 2021 GFLEC/FINRA study.

measurementIndividuals earning between $50,000 and $74,999 annually report a 59 percent anxiety rate regarding personal finances, 19 percent neutral, and 22 percent not anxious, according to the 2021 GFLEC/FINRA study.

measurementIndividuals earning $100,000 or more annually report a 46 percent anxiety rate regarding personal finances, 17 percent neutral, and 37 percent not anxious, according to the 2021 GFLEC/FINRA study.

The Risk-Return Tradeoff: Understanding Investment Goals for Long ... m1.com M1 Aug 30, 2024 2 facts

claimM1 is an SEC registered broker-dealer and a member of FINRA and SIPC.

What to Consider When You're Considering Alternative Investments jpmorgan.com J.P. Morgan 1 fact

claimJ.P. Morgan Securities LLC (JPMS) is a registered broker-dealer and investment adviser, and is a member of FINRA and SIPC.

Wealthfront Tax-Loss Harvesting - Methodology research.wealthfront.com Wealthfront Jul 1, 2025 1 fact

claimWealthfront Brokerage LLC is a member of FINRA and SIPC that offers brokerage products and services.

Financial Rules of Thumb: Your Money Management Cheat Sheet champlain.edu Champlain College Apr 9, 2025 1 fact

measurementAccording to the 2021 FINRA Financial Capability Study, only 43% of Americans reported spending less than they earn.

Wealthfront Classic Portfolio Investment Methodology White Paper research.wealthfront.com Wealthfront Mar 9, 2026 1 fact

claimWealthfront Brokerage LLC is a member of FINRA and SIPC and provides brokerage-related products, including the Cash Account.

Comprehensive Guide to Building an Emergency Fund - Vanguard investor.vanguard.com Vanguard 1 fact

referenceThe Vanguard Cash Plus Account is a brokerage account offered by Vanguard Brokerage Services, a division of Vanguard Marketing Corporation, which is a member of FINRA and SIPC.

The Benefits of Tax-Advantaged Savings Vehicles nasafcu.com NASA Federal Credit Union Feb 20, 2026 1 fact

claimNon-deposit investment products and services are offered through CUSO Financial Services, L.P. (CFS), which is a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor.

Retirement - Personal Finance: A Resource Guide guides.loc.gov Library of Congress 1 fact

claimThe FINRA Retirement Calculator helps individuals estimate the annual savings required to accumulate sufficient funds for retirement by incorporating both asset accumulation and decumulation phases.